docs(#1606): ADR for the prohibition-enforcement verify-time seam (#1712)

Promotes the verify-time enforcement decision that accreted as four chronological addenda on ADR-550 (#1259/#1279/#1346/#1278) into a single first-class architecture-of-record. ADR-550 keeps the spec-phase contract; this ADR owns the test-tier enforcement producer (locate -> machine-prove-fail-first -> run -> dispose) in src/prohibition-enforcement.cts.

Verified against live src/*.cts: the green AND-gate lives in runProhibitionEnforcement, the empty-file vacuity guard is isNonVacuousNodeTestPass (red-side is isNonVacuousNodeTestRed), and the ADR-857 pointer cites the real 'Verification substrate vs. plug-in tier' section / decision #6.

Closes #1606.
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# ADR 1606: prohibition-enforcement verify-time seam [Proposed]
- **Status:** Proposed (consolidation ADR — see "Relationship to ADR-550")
- **Date:** 2026-06-22
> **Provenance.** Drafted 2026-06-22 to promote a decision that accreted as **four**
> chronological addendum blocks on ADR-550 (the 2026-06-12 test-tier disposition note that
> folded in #1259, then #1279, #1346, and #1278) into a single, first-class architecture-of-
> record for the verify-time enforcement subsystem. Authored by the #644/#1259 implementer.
> The *area* (why prohibitions are first-class at all) traces to the author's
> prohibition-elicitation (N18) and verifier-abstention (N17) findings — *the author's own
> research*, cited as motivation, not claimed as a novel GSD contribution; the *enforcement
> mechanism* in this ADR is motivated specifically by closing the caller-attestation fake-
> green hole. Verified against `next` + `src/prohibition-enforcement.cts` (≈43KB) and
> `gsd-core/references/prohibition-probe.md`.
## Relationship to ADR-550 (read this first)
ADR-550 is the **spec-phase probe contract**: what a prohibition *is*, how it is
represented (`SPEC.md` acceptance criterion ↔ `must_haves.prohibitions:`), and how it is
*tiered* (`test` vs `judgment`, Decisions 3–7). That ownership is unchanged.
This ADR carves out and consolidates the **verify-time enforcement mechanism** for the
`test` tier — the `check prohibition-enforcement` producer in
`src/prohibition-enforcement.cts` — which ADR-550 only documents as a chain of dated
addenda. The boundary:
| Concern | Owner |
|---------|-------|
| Prohibition representation, tiering, spec→plan projection | **ADR-550** (D3, D7) |
| Judgment-tier soft-gate / "never a silent pass" policy | **ADR-550** (D4) |
| Test-tier *enforcement producer* (locate → prove-fail-first → run → dispose) | **this ADR** |
| Capability/core-rail placement of the verifier↔predicate contract | **ADR-857** *"Verification substrate vs. plug-in tier (the predicate boundary)"* (decision #6), referenced by both |
**Dedup proposal (decide at PR review):** on accepting this ADR, replace ADR-550's
2026-06-12 / #1259 / #1279 / #1346 / #1278 enforcement addenda with a one-line pointer to
this ADR, leaving 550 to own the contract and this ADR to own the mechanism. Until that is
agreed, 550's addenda remain authoritative and this ADR is non-binding.
## Context
ADR-550 D4 originally specified the `test` tier as a "hard gate in both interactive and
autonomous modes" but left the *mechanism* unspecified. As the prohibition probe shipped
(#644) and grew an enforcement producer (#1259→#1346), a set of load-bearing decisions had
to be made that are not derivable from the contract alone:
- A generic producer cannot *trust* that a wired check actually fails on a violation. Caller
attestation (`failFirst: true`) is unfalsifiable at verify time and was a fake-green hole.
- A generic producer cannot *synthesize* a violation for an arbitrary check, so proving
fail-first requires an author-supplied known-bad subject.
- "The test went red" is not proof the *content* caused the red — an env-var-triggered or
load-crash red forges a green.
- The check descriptor must round-trip through the **flat** `parseMustHavesBlock` shared by
`truths`/`artifacts`/`key_links` without a parser rewrite that would regress those readers.
- A missing, partial, or un-provable check must **fail closed**, never silently pass — the
whole point of the tier.
## Decision
1. **No path greens on attestation alone.** A `test`-tier prohibition reaches
`passed`/`green` **only** when its wired check (a) genuinely, **non-vacuously** runs and
passes AND (b) is independently **machine-proven fail-first** against a known violation.
The enforcement producer (`runProhibitionEnforcement` in
`src/prohibition-enforcement.cts`) computes this as
`passed = proof.provenFailFirst === true && run.passed === true` and only then emits
non-empty `enforcementEvidence`. The disposition step
(`dispositionForProhibition` in `src/probe-core.cts`) then greens a `test`-tier item
**only** on that non-empty evidence; every other outcome — missing check, partial/invalid
descriptor, can't-prove, throws, times out, no violation source, passes-on-violation,
`located:false` — yields `{status:'unverified', flagged:true}` (`gaps_found`, never green)
in both interactive and autonomous modes. (The green rule and the fail-closed default are
intentionally split across the producer and the disposition so the disposition can fail
closed even when the producer never ran.) This is the standing form of ADR-550 D4's
guarantee.
2. **Two wired-check kinds, one producer.** The producer accepts exactly two mechanisms:
- **`node-test`** — a `node --test` negative test that reports a real, **non-vacuous**
failing test. Two distinct vacuity guards apply: `isNonVacuousNodeTestRed` rejects a
load-crash red by requiring a failing test **named distinctly from the target file**;
`isNonVacuousNodeTestPass` rejects the empty-file "0 tests = pass" forgery on the
pass side. (Both live in `src/prohibition-enforcement.cts`.)
- **`lint-rule`** — a lint/AST rule run through the project flat config as
`eslint --format json` and filtered by `ruleId` (so `local/*` plugin rules load; a bare
`--rule` cannot). Invoked via `process.execPath` against the resolved eslint CLI, not a
bare `eslint` binary. Dogfooded on the in-tree `local/no-source-grep` rule.
3. **Machine-proven fail-first via an author-supplied violation fixture.** Before a clean
pass can green, the producer runs the wired check against a **known-bad subject** and
requires RED. The subject is sourced from `violationFixture`:
- `lint-rule`: a file whose content violates `rule`; the rule id must appear in the JSON
report (the rule must have teeth).
- `node-test`: injected into the child as `GSD_PROHIB_SUBJECT=<violationFixture>`; the
negative test reads that env var to locate its subject and must go RED against it.
- **Absent fixture → fail closed** (never attestation). Existence is checked
(`fs.existsSync(path.resolve(cwd, fixture))`) before spawning, symmetric with the
lint-rule path which fail-closes on a `< 1`-file result.
4. **Causation control (opt-in).** A node-test red proves nothing about *why* it is red. An
optional `cleanFixture` runs the same negative test a second time with
`GSD_PROHIB_SUBJECT=<cleanFixture>` and requires **non-vacuous GREEN**
(`isNonVacuousNodeTestPass`) — so fail-first is proven only when the check is **RED on the
violation AND GREEN on the clean subject** (content-dependent red). Opt-in, not mandatory:
absent `cleanFixture`, behaviour matches the pre-#1346 zero-authoring compose path and the
"reds because the env var is set" case stays a documented residual for that one author's
check. The lint-rule kind needs no analog (its subject *is* the linted file; no env-var
indirection).
5. **Deterministic locate via five flat scalars — never a nested object.** The wired-check
descriptor is authored at spec-phase and projected onto the `must_haves.prohibitions`
item as **five flat scalar keys**: `check_kind`, `check_target`, `check_rule` (lint-rule
only), `check_violation_fixture`, `check_clean_fixture` (optional). A nested `check: {}`
object is **rejected**: `parseMustHavesBlock` is a flat parser and its
`reconstructFrontmatter` serializer is lossy for nested object-lists, so a nested shape
would mangle the round-trip and risk the shared `truths`/`artifacts`/`key_links` readers.
`projectProhibitions` (in `src/probe-core.cts`) emits the scalars only for a well-formed
descriptor; `descriptorFromProjection` (in `src/prohibition-enforcement.cts`) reads them
back into the `{ kind, target, rule? }` `CheckDescriptor`. A prohibition authored with all
five scalars machine-proves fail-first and greens **end-to-end through the projection with
zero hand-authoring**.
6. **`failFirst` is demoted, not removed (FF-08).** The `CheckDescriptor.failFirst` field is
kept for route-JSON backward-compat but **demoted to a non-authoritative hint** — the
machine prover supersedes it. Removal was rejected (breaks the route-JSON shape mid-
migration); demote-and-ignore satisfies "no path greens on attestation."
7. **The contract is the CI surface, not the LLM.** Per ADR-550 D5, CI deterministically
tests parse/validate, the projection round-trip (fast-check property + CHK-03), the
fail-closed guards (CHK-06), and backward-compat (CHK-07) — never the model's judgment.
This ADR adds no CI claim over LLM behaviour.
## Consequences
- **Positive:** the verify-time enforcement subsystem has a single architecture-of-record
instead of five addenda on a spec-phase ADR; the "never a silent pass" guarantee is stated
once, completely, with its fail-closed defaults; the descriptor's flat-scalar shape and its
rationale are findable without reading the frontmatter parser.
- **Costs:** one more ADR to keep in sync with `src/prohibition-enforcement.cts`; the dedup
against ADR-550's addenda must actually be executed at PR time or the repo carries two
homes for the same decision (the explicit risk this ADR is meant to *remove*).
- **Open conventions (renamable at review, zero live consumers):** `GSD_PROHIB_SUBJECT` and
the `check_violation_fixture`/`check_clean_fixture` scalars have **no in-tree `node-test`
consumer** yet (the only live dogfood is the lint-rule `local/no-source-grep`; node-test
fail-first is exercised only by synthetic temp fixtures). A rename or an argv-for-env-var
swap is a mechanical zero-migration find/replace — surfaced here for the maintainer to
settle at review, exactly as #1278/#1279 were. (Hyrum's Law: this ADR deliberately marks
them as not-yet-depended-on so they remain changeable; the *scalar key names emitted by
`projectProhibitions` in shipped code* are, by contrast, already a contract.)
- **Boundary held:** canon security/compliance is referred to `/gsd:secure-phase` + eslint,
not minted here (ADR-550 D6); this ADR governs only bespoke product/values test-tier
enforcement.
## Alternatives considered (rejected & deferred)
Enforcement-side alternatives, each with the standing reason and a re-open condition. *(The
recall/representation/packaging-side alternatives — the withdrawn LLM classifier #652, a
deterministic recall engine, a `polarity` field on `truths`, and the deferred dispatcher CLI —
belong to the spec-phase contract and are recorded in ADR-550's "Alternatives considered.")*
- **A nested `check: {}` descriptor object — REJECTED.** `parseMustHavesBlock` is a flat
parser and `reconstructFrontmatter` is lossy for nested object-lists, so a nested shape
would mangle the round-trip and could regress the shared `truths`/`artifacts`/`key_links`
readers. Hence the five **flat scalar** keys (Decision 5). *Re-open only if*
`parseMustHavesBlock` is replaced with a structured parser (its own ADR, with the full
shared-reader regression surface).
- **An inline producer-written violation snippet — REJECTED.** To machine-prove fail-first the
violation is an author-supplied **fixture path** (`check_violation_fixture`), not source the
producer writes inline, which would bake rule-specific source into a generic producer
(Decision 3).
- **`failFirst` caller attestation as authoritative — REJECTED → DEMOTED (FF-08).** Trusting
the caller's `failFirst: true` was an unfalsifiable fake-green hole; the machine prover
supersedes it and the field is demoted to a non-authoritative hint kept only for route-JSON
backward-compat (Decision 6). Outright removal was also rejected (breaks the route-JSON
shape mid-migration).
- **Mandatory causation control — REJECTED in favour of opt-in.** Requiring every node-test
prohibition to ship a `cleanFixture` would regress the zero-authoring compose path and
hard-gate every existing descriptor without one; the control is opt-in (Decision 4), leaving
one documented residual rather than breaking working checks.
## Cross-references
- **ADR-550** — spec-phase probe contract; this ADR consolidates its enforcement addenda, and
ADR-550 holds the recall/representation/packaging-side rejected alternatives.
- **ADR-857** — section *"Verification substrate vs. plug-in tier (the predicate boundary)"*
(decision #6): the verifier↔predicate contract lands on the **core verify rail**
(non-toggleable), never in `capabilities/`; this seam is its concrete enforcement instance.
- **`gsd-core/references/prohibition-probe.md`** — the portable runtime reference.
- **`docs/how-to/resolve-prohibition-findings.md`** — user-facing resolution guide.
- Code: `src/prohibition-enforcement.cts`, `src/probe-core.cts` (`projectProhibitions`),
`gsd-core/workflows/verify-phase.md`. Issues: #644, #1259, #1278, #1279, #1346.